About Company 关于公司

ICG Capital & Finance Corp (UK) Ltd is a private UK based International Financing and Investment Company that specialises in the procurement of financing for Sovereigns and Private Corporations. Its founders are businessmen, bankers, accountants and lawyers with substantial experience in transaction origination and execution.

ICG develops new and innovative solutions for financing Sovereigns as well as debt refinancing and restructuring. In addition the company arranges financing for public sector infrastructure projects and in the agriculture and energy sectors.

AIM Listing 英国高增长市场

AIM (Alternative Investment Market)

AIM is an exchange owned by the London Stock Exchange, allowing smaller, growing?companies to raise expansion capital?with the advantage of a more flexible?regulatory system than is applicable to the main market.
AIM, launched in June 1995, has raised almost ￡24 billion and has helped more than 3,000 small-medium-sized companies raise equity to support their growth.
Among these are companies from particularly high-growth areas such as technology, clean-tech and biotech. Flexibility is provided by less regulation and no requirements for capitalization?or number of shares issued.
ICG would anticipate our scope of work to be in line with what is customary for transactions of this nature and to include the following:

Structuring Issues 结构优化
Assist in structuring the IPO on the London AIM Stock Exchange having a turnover of over $100m and the IPO float raise will be above $25m
Assist on corporate governance issues appropriate for a potential AIM admission, including drafting a share dealing code for the Company and its directors and other corporate governance policies as required
Advise on directors’ service agreements and non-executive directors letters of appointment
Draft new service agreements appropriate for executive directors of an AIM quoted company

Due Diligence 尽职调查
Prepare a legal due diligence report (in a form required by the NOMAD) on the Company and reporting on any material contracts governed by English law
Lead legal and documentary due diligence on behalf of the Company
Coordinate with foreign country counsel on material contracts governed by their law (as applicable)

AIM admission document 准入文件
Primary responsibility for drafting the AIM admission document compliant with the applicable AIM rules and the requirements of the NOMAD
Draft the supporting documentation in respect of the application to AIM including relevant checklist, legal comfort letters, directors’responsibility letters, powers of attorney, lock-in undertakings and directors' memoranda
Liaise with the Company’s accountants on the financial disclosures in the admission document
Advise the Company’s directors on their responsibilities in connection with the publication of the admission document
Prepare verification notes based on the legal due diligence exercise and competent person’s report

Publicity and marketing 宣传与营销
Prepare publicity and press guidelines for the Company
Prepare guidelines for analysts in relation to the preparation and publication of research
Assist in the review of research reports for factual accuracy/consistency with the admission document
Review of all press releases, roadshow materials, investor/analyst presentations and advertising materials that are to be used in the IPO
Advise the directors on their responsibilities with regard to the publication of information prior to the admission document

Transaction documentation 交易文件
Review the scope of work of the other advisers to the IPO, in particular, the scope of work and comfort letters to be provided by the reporting accountants
Review and comment on comfort letters and opinions provided by the Company’s auditors and other advisers
Review and negotiate the terms of a placing/underwriting agreement prepared by legal advisers to the NOMAD and Underwriter(s) and reviewing the terms and conditions of the placing prepared by the Underwriter(s)
Provide a customary English legal opinion for a transaction of this nature
Supervising the arrangements relating to the closing of the AIM admission